Accueil >  Term: brokerage clerk i
brokerage clerk i

A professional who records purchase and sale of securities, such as stocks and bonds, for investment firm. Respnsibilities include:

  • Computes federal and state transfer taxes and commissions, using calculator and rate tables.
  • Verifies information, such as owners' names, transaction dates, and distribution instructions, on securities certificates to ensure accuracy and conformance with government regulations.
  • Posts transaction data to accounting ledgers and certificate records.
  • Types data on confirmation form to effect transfer of securities purchased and sold.
  • Receives securities and cash and schedules delivery of customer securities.
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Créateur

  • Jason F
  • (United States of America)

  •  (V.I.P) 16216 points
  • 100% positive feedback
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